Biological
effects of radiation in combination with other
physical, chemical or biological
agents
Annex L from Ionizing Radiation: Sources and Biological Effects
United Nations
Scientific Committee on the Effects of Atomic Radiation (UNSCEAR) 1982 Report to
the General Assembly
United Nations,
New York, 1982
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]
[Mindfully.org note: This first section (paragraphs
222-235) is from the book's Introduction.
Following it is Annex L]
4. Biological effects of radiation in combination with other
agents16
16
This subject is reviewed extensively in Annex L
"Biological effects of radiation in combination with other physical,
chemical and biological agents".
- The combined effects of radiation and of other physical, chemical and
biological agents are potentially of great importance but the relevant data
are scattered and inconsistent. Therefore the emphasis of this review has
been mainly theoretical, with illustrative examples of the complexities of
the subject drawn from experimental and epidemiological reports. Except for
the case of tobacco smoke, which may act synergistically with radiation in
producing lung cancers under some working conditions, this study has been
unable to document in man any clear case of interaction, at least of the
kind which may result in substantial modifications of the estimates of risk
for significant sections of the population. The Committee has outlined the
main directions along which future work might be usefully pursued since data
on combined effects are at present inadequate.
- The joint effects of ionizing radiation and other physical, chemical or
biological agents are of potentially great importance because radiation is
ubiquitous in nature and in modern life many situations could be envisaged
which might lead to some form of interaction.
- In spite of many reports claiming or showing some kind of interaction, the
Committee believes that the results of these studies are, on the whole,
inconclusive, for a number of reasons. First, when considered
comprehensively in the light of the Committee's objectives, these reports appeared to involve
exposure levels much higher than the environmental levels of practical
significance, and to involve single, rather than protracted, exposures.
Secondly, there was a lack of any systematic treatment of each case of
interaction in regard to the dosage of the interacting agents and to the
interaction mechanisms. Thirdly, many of the reports made little use of
appropriate methodologies of analysis, although these had long been available
in other fields of the biological sciences. Finally, the absence of sound
conceptual bases about the possible nature of the interaction made it
impossible to define this notion to even a moderate degree of refinement.
- Given the above situation, the Committee assumed that a preliminary
theoretical treatment of the field in an attempt to suggest definitions, to
identify methodologies of analysis, and to exemplify the complex nature of
the problems with practical examples, would be more appropriate than a
systematic review of literature reports. The Committee considered two
possible types of interactions. In the first type both ionizing radiation
and the other interacting agent may each produce some effect: here,
additivity, synergism and antagonism are seen as the three possible
conditions of interaction. The second type is that between ionizing
radiation and any other agent which is by itself inactive when administered
alone: protection and sensitization are here the terms describing the
reduction or the enhancement, respectively, of the effects of radiation
acting alone. Such a classification is not an absolute one because the doses
of the interacting agents and the types of effect may influence profoundly
the nature and degree of the interaction. Cancer-promoting substances were
examined as a special case.
- The concepts of exposure, dose and response as applicable to the special
case of combined actions were first discussed. The Committee then reviewed
the existing methodologies of analysis, which might allow an assessment, at
least qualitative, of the results of combined treatments. A more detailed
probabilistic discussion of this subject was also provided leading, under
certain conditions, to a precise description of the interaction factors.
Attention was given to the applicability of these basic but rather abstract
concepts to practical situations in the presence of complex biological
effects.
- In order to produce meaningful answers, the biological effects under study
must be well defined and explored for the full range of doses of the
interacting agents, applied both separately and jointly. The temporal
pattern of the exposure (contemporaneous or sequential, single or
fractionated) and the order of administration of the agents are often of
decisive importance in respect to the production of a given type and degree
of effect. A detailed knowledge of the mechanisms is also a prerequisite for
the assessment of the conditions and the level of interaction. However, in
much of the work examined these basic requirements were not met or were only
imperfectly explored; also, the statistical significance of the results was
often so low as to make any assessment of interaction at best suggestive.
- Regarding the interaction of radiation and other physical agents, the
available information was mostly on interactions between different types of
ionizing radiation or between ionizing radiation, on the one hand, and
ultraviolet radiation, microwaves and heat, on the other. Some synergistic
action was apparently reported in workers in the radiotechnical industry exposed
jointly to ionizing radiation and microwaves. Functional disturbances of the
autonomic nervous system and subjective symptoms of discomfort were the effects
under study. A critical analysis of the data showed that the nature of the
symptoms, the difficulty with their quantification, the insufficiently
controlled conditions of exposure and the incomplete statistics were all reasons
to regard these reports with some reservation. Fewer data were available on the
combined action of radiation with high altitude, physical stress, mechanical
damage and ultrasound, and the results seemed on the whole inconclusive.
- Many different classes of chemical compounds have been examined for their
possible interaction with radiation. Inorganic compounds containing lead,
cadmium, chlorine, beryllium and platinum may be of importance under special
conditions of work and the very limited experience available could
profitably be enlarged for more definitive conclusions. Data on various
types of dust were thought to be very uncertain because additive,
synergistic and inhibitory effects were described, to a degree not exceeding
a factor of four under the worst possible circumstances, compared with the
effects induced by radiation alone. Antibiotics, chemotherapeutic substances
and other pharmacological agents appeared to be of more significance under
special clinical situations than for the population at large.
- The possible combined action of radiation with compounds known for their
carcinogenic properties was the object of special attention. Although the
information reviewed concerned a variety of initiators and promoters, the
data available for each of these substances were very incomplete and the
evidence conflicting. No final statement could be offered in regard to any
substance or to any class of tumour unless the dose, the dosage schedule and
the treatment modalities of the combined treatments had been analysed to a
greater depth. The experience on benzo(a)pyrene, diethylnitrosamine, various
types of dust and oil exhaust fumes might be enlarged for firmer
conclusions, in view of the widespread environmental presence of these
substances.
- It appears that in man tobacco smoke may act by shortening the time of
appearance of lung cancer induced by alpha particles of radon daughters. It
is not yet clear whether such an action might result from promotion by some
specific component of tobacco smoke, or might be ascribed to other
nonspecific effects on the respiratory tissues. The precise evaluation of
the interaction factor may depend critically on the length of the
observation period, as well as on the age structure and exposure history of
the persons at risk.
- In animals, there is evidence that some hormones may affect the time or
rate of appearance of radiation-induced tumours, particularly of the mammary
gland. This type of synergism is mainly expressed through a shortening of the time necessary for tumour induction.
There is, however, a large variability of the synergistic effect with the
strain of the animals, such that the same treatment schedule will produce
synergism in some strains and antagonism in others. There is also variability
in relation to tumour type. In man direct information is lacking. Other
biological agents such as viruses and bacteria, or changes in diet, when
applied in conjunction with radiation, have produced equivocal or negative
results.
5. Summary and conclusions
- The studies carried out by the Committee in the area of biological effects
of ionizing radiation have not resulted in major revisions of the current
thinking about the genetic risk estimates or the somatic effects analyzed.
They have however focussed on some important new developments and have led
to refinements of previous knowledge. On the whole, these new studies have
strengthened the Committee's belief that the mechanisms of some radiation
effects are becoming reasonably well understood. This applies particularly
to non-stochastic effects.
-
For other effects, such as those depending on the
neoplastic transformation of the irradiated cells, present knowledge of
mechanisms is still largely incomplete. A further analysis of cancer induction
mechanisms will be undertaken when the dosimetry in Hiroshima and Nagasaki
survivors is clarified. The Committee will continue its surveillance and
reviewing of the whole field of radiation carcinogenesis, including the
theoretical foundations and the actual risk estimates of cancer induction in
man.
-
With regard to hereditary effects, the Committee notes
that further advances have been made in our knowledge of the dose-response
kinetics and other aspects of some of the more important types of genetic change
which can be induced by radiation in experimental mammals. Extensive use of
experimental data for genetic risk assessment is still considered essential in
the absence of significant positive results with respect to hereditary effects
after human exposures. A new method has been developed for assessing the
magnitude of first-generation risks from harmful dominant mutations. This
approach and other methods for estimating genetic risks in the progeny of those
exposed to low radiation doses have yielded very similar results. However, many
important problems remain. For instance, human female germ-cells are considered
to be less sensitive than male ones for the induction of genetic damage from
low-level radiation, but the actual magnitude of this difference is still
uncertain. Further work will also be needed on the extent to which recessive
mutations lead to genetic damage over many generations after the first. However,
advances in human genetics and new methods of comparing mutation rates in human
and animal cells should help to solve some of these outstanding problems.
ANNEX L
Biological effects of radiation in combination with other
physical, chemical or biological agents
Introduction
-
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ANNEX L CONTENTS
Paragraphs
INTRODUCTION 1-20
I. MODES OF INTERACTION 21-72
General approach 21-41
Surface of response and isobolic diagrams 42-49
Probabilistic assessment of the interaction 50-61
Theory and practice 62-72
II. PHYSICAL AGENTS 73-113
A. Combinations of various types of ionizing radiation 73-78
B. UV and ionizing radiation 79-85
C. Electromagnetic and ionizing radiation 86-93
Experimental data 86-91
Epidemiological evidence 92-93
D. Suboptimal temperature and ionizing radiation 94-103
High temperature 94-99
Low temperature 100-103
E. Magnetic fields and ultrasound 104-107
F. Dusts and fibres 108-113
III. CHEMICAL AGENTS 114-199
A. Inorganic compounds 114-120
B. Organic radiosensitizing compounds 121-136
C. Carcinogenic chemicals 137-157
D. The special case of tobacco smoke 158-183
General 158-159
Experimental data 160-168
Epidemiological evidence 169-183
E. Other drugs 184-199
IV. BIOLOGICAL AGENTS 200-217
General 200-201
Hormones 202-213
Infectious agents 214-217
Viral infections 214-215
Bacterial infections 216-217
V. CONCLUSIONS 218-237
VI. RESEARCH NEEDS 238-244
Page
References 765
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In man's living and working environments situations are
often encountered in which different ambient factors of a physical, chemical or
biological nature could conceivably combine with ionizing radiation in giving
rise to undesirable effects. In this paper for the first time the Committee considers
the combined action of radiation with potentially important environmental
conditions. Since this paper concentrates on radiation in environmental
circumstances, three important areas of combined action between radiation and
chemical agents are not considered here. The first concerns the combined action
of chemical agents (both chemotherapeutic compounds and sensitizers of various kinds) to
enhance radiation effects in clinical radiotherapy [B28, D24, D25, H28, H29].
The second results from the restriction of this paper to radiation effects
combined with agents which affect carcinogenesis, not therefore including
combined effects in mutagenesis. This area may be considered by the Committee in
the future. The third area not treated in detail in this paper is the
effects of a combination of protective agents with acute radiation exposure
[A12] because this subject is of only minor importance in estimation or
modification of risk.
-
There is a great scarcity of systematic data on which an
analysis of combined effects can be based, in spite of the large number of reports where combined actions
were tested and interactions claimed. Thus, this Annex must be somewhat
different from others in which a large body of literature data is reviewed and
systematically analysed. This Annex will be instead more hypothetical and will
attempt to suggest definitions, to identify suitable methods of analysis, to
select from a large amount of diffuse information the conditions and the data of
importance for further consideration and to provide suggestions for future
research.
-
The following review of experimental or epidemiological data should be
simply taken as an illustration of some theoretical analyses using examples
from the literature. These considerations point, on the one hand, to the
very preliminary character of this Annex and, on the other hand, express a
word of caution against hasty conclusions in view of the present state of
knowledge and the large variety of situations encountered.
- There are many instances of possible combined actions in which different
agents may interact with ionizing radiation. Among the physical agents, for
example, temperature should be considered. It is well known that ambient
temperature in different environments may vary within a range of about 70°C
although control mechanisms allow man to survive under the most extreme
conditions. It is also known, however, that small changes in the temperature
of cells may result in striking changes of cell survival upon irradiation.
These changes are presently being investigated for their potential in cancer
therapy [C1, F2, D16]. Ultraviolet light, itself carcinogenic, sound,
ultrasound and vibrations are present in many living and working
environments and may give rise to combined actions. The same can be said for
static electromagnetic fields, and high-frequency or very high frequency
(microwaves) electromagnetic radiation.
- Man-made (xenobiotic) chemicals in the environment are a major concern for
toxicologists. According to some estimates [M2] the number of identified
molecules is now more than four million and every year a few hundred
thousand new items are added to the list. There are some tens of thousand
chemicals in common use in modern societies, not including pesticides,
pharmaceuticals and food additives. The so-called "energy related
pollutants" are also to be considered in this category. They include
the oxydes of carbon and nitrogen, sulfur compounds, polycyclic hydrocarbons
and some others. Among them 3,4-benzo(a)pyrene (BP) is frequently used as an
index of polycyclic hydrocarbons with carcinogenic properties [S2]. Its
yearly production is estimated to be approximately 5000 t [S31]. The time
course of its production may be followed, for example, by lake sediment
analysis [H11]. The concentration of BP in the air of large industrial
cities may reach values of 100 ng/ m3 [BIO]. BP is also one of
the many chemical constituents of tobacco smoke and may be considered of
importance for some sections of the population occupationally exposed to
radiation. The circulation of BP and of other polycyclic aromatic compounds
in the environment has been studied extensively [S2, S31].
- The list of chemicals whose action might combine with that of radiation in
the environment is very extensive. Special attention should be given to
situations of practical interest where the chemical agents themselves have
carcinogenic properties [H21]. For example, many industrial effluents
contain trace elements such as arsenic, nickel or chromium. These substances may produce carcinogenic or mutagenic effects
[T7]. The same is true for dust and fibres. Dust is a very common and
widespread industrial emission and a component of many occupational
environments. It has been reported that dust or fly ash from power stations
may have carcinogenic properties [K9] or may serve as carriers of trace
metals, radioactive nuclides or polycyclic aromatic hydrocarbons [B22]. In
mines mineral dust may combine with the organic products of diesel exhausts
and with radioactive radon and thoron daughters [C16]. Asbestos fibres are
also often a significant component of occupational and home environments which
may include ionizing radiation.
- High levels of mutagenic chemicals have been reported in many types of
food [S32]. Broiled meat and fish contain mutagenic compounds arising from
the pyrolysis of proteins and aminoacids. Mutagens and co-mutagens have also
been reported in derivatives of vegetable foods, such as caffeine. As
mutagenicity often correlates well with carcinogenicity, the above
substances may be considered potential carcinogens, both alone or in
combination with radiation. According to some estimates [H2] up to 20–50%
of spontaneously occurring human tumours can be attributed to diet. Some
pharmaceutical substances are also known for their carcinogenic potential:
depending on their use and diffusion they could also be considered as
candidates for combined actions.
- Among biological agents, viruses may be regarded as environmental factors
likely to interact with radiation. It is well known that some viruses have
an important role in the aetiology of some radiation-induced animal tumours
as specific agents. There is a possibility that specific agents of a similar
nature may be involved in the induction of tumours in the human species and
non-specific associations or combined actions, even though on a purely
speculative basis, may be visualized. Natural hormones could also be viewed
as a special case of interaction in view of the well-known dependence on the
hormone level of some forms of radiation-induced tumours in experimental
animals.
- There are two ways of carrying out an analysis of combined actions. The
first is to search for any possible effect, whatever its practical
significance or quantitative value might be. The second is to concentrate on
those effects that may be of importance for the assessment of risk in man.
The first approach is that to be followed in the present preliminary
analysis. The present practice in radiation protection is that of assuming
sensitivity values across the population which apply to all groups, e.g., to
males and females of all ages. This practice does not deny the existence of
real changes in the susceptibility between various classes of people, but
recognizes the convenience that for practical purposes a single average
value of the risk is desirable and sufficient.
- In acknowledging the merits of this approach, the Committee wishes to
emphasize that unless the effects to be validated as synergistic or
antagonistic are extremely important (i.e., unless they might lead to
changes of at least an order of magnitude in the risk estimates) and unless
they also applied to substantial fractions of the population at large, they
presumably may not be of relevance in assessing risk estimates in man. The
above consideration applies to the estimation of risks for radiation
protection purposes. It does not contradict the fact that if some
synergistic or antagonistic effects can be identified under specific
exposure conditions of occupational or medical relevance, appropriate
actions should be taken to change such conditions. Under such circumstances,
however, the problem would not be any longer one of radiation protection
philosophy, but rather one of practical occupational medicine. It would not
involve basic changes in the approach to such matters but specific remedial
local actions.
- Radiation effects with particular regard to carcinogenic and to genetic
and developmental consequences of irradiation were considered by the
Committee in its 1977 report [U1]. Non-stochastic effects of whole- or
partial-body irradiation (Annexes K and 3, respectively) and genetic effects
(Annex I) are also discussed in this report. When reviewing such a broad
field as that of combined actions, no effects should be excluded from
consideration at whatever level (subcellular, cellular, tissue, organ,
whole-body) they may be manifested. This is particularly true in view of the
heterogeneity of the data available and of the fact that understanding of
combined effects will eventually require knowledge of the mechanisms
involved. That is why effects other than those mentioned above will be
discussed in this Annex. However, the main emphasis will be on stochastic
effects. Where possible, epidemiological data will be considered, even
though studies of this sort are rare and often statistically inconclusive.
- Each of the possible interacting agents may act alone in producing
biological effects or may only be active in conjunction with other factors,
particularly radiation. Exposure to any of these agents may be acute,
subacute or chronic, within a wide range of doses and dosages. The pattern
of exposure may also play a role, as the contemporaneous action of the
various agents or the order of their sequence and the intervals between
treatments may conceivably affect the quality or the degree of the effect.
Of all possible situations of combined actions the Committee chose to
particularly investigate conditions where long-term exposure to low levels
of the agents on large human populations may apply, because these conditions
may possibly affect radiation risk estimates in man.
- The combined action of several agents is not a new problem in medicine. As
early as 1928 Loewe [L1] quantitatively reviewed the approaches to the
assessment of the action of combined drugs. So-called "isobolic
diagrams" were proposed in this regard. This Annex will consider this
approach in detail, as well as other approaches extensively used by
toxicologists [M1, T1]. Some of these ideas were adapted specifically for
the needs of the Annex and illustrative material has also been derived and
modified for the same purpose.
- Nomenclature in the analysis of combined actions was a problem that was
recognized very early [L1]. In order to simplify the discussion to follow,
it is appropriate to provide some clear definitions and terminology. Two
classes of combined effects will be considered. In the first class, both
ionizing radiation and the other agent (or agents) produce the effect under
discussion. The second class includes the combinations where ionizing
radiation produces an effect whose nature or amount may be modified by the
other agent which by itself is inactive. This classification is only made as
a convenient approximation.
- For the first class of interaction there are three types of combined
actions. When the end-effect of the combined action equals the sum of
effects of the two agents acting independently, the resulting situation is one
of "additivity". If additivity does not apply, then there are two
possibilities. When the effect of the combined action exceeds the sum of the
effects produced separately by the agents, the situation is one of
"synergism". Finally, when the combined action results in an effect
which is less than expected from the sum of the action of the interacting
agents, the situation is termed "antagonism". The precise meaning of
the "sum of effects" will be expanded further in chapter I. The
notion of summation of effects pre-supposes the existence of a quantity which
may be meaningfully added.
- The concept of additivity cannot be extended to the second class of
combinations since radiation is here the only agent capable of producing an
effect. Under these circumstances the comparison is usually between doses of
radiation producing the same amount of effect in the absence or in the
presence of the modifying agent. If, for a certain degree of effect, the
dose of radiation required is greater in the presence of the modifying
agent, the resulting action is termed "protection". Conversely,
when the dose of radiation is less for the same degree of effect in the
presence of a modifying agent, "sensitization" occurs.
- The above classification is not an absolute one. For example, sensitizing
substances which have been assumed to be inactive, may be able to produce
some effect at high exposure levels. Also, if one considers carcinogenesis
as an effect, promoters may be viewed as a special case of sensitizers and
many promoters may show initiating properties. The low environmental levels
of the interacting agents are mainly those of interest in this Annex. At
these levels the threshold-type dose-response curves of the sensitizers and
promoters may render their contribution negligible or zero. A unified
approach to both classes of interaction in terms of interaction coefficient
and more precise quantitative definitions of the concepts introduced in the
above paragraphs will be developed in chapter I.
- For exposure of the public the most significant man-made source of
irradiation is for diagnostic medical purposes where the yearly dose
equivalents may be up to the order of a few millisievert (mSv) (see Annex
G). Sources of occupational exposure are much more varied and may range from
exposure to radon in mines to x rays generated by electronic appliances. The
yearly occupational exposure according to ICRP recommendations should not
exceed 50 mSv [Il]. Average yearly exposures to natural sources of radiation
are between 2 and 3 mSv (see Annex B). The actual occupational exposure in
industry has average values of about 5 mSv (see Annex H). Thus the other
physical, chemical or biological environmental agents would combine with
ionizing radiation at levels of the latter of 1—10 mSv per year. These
levels are usually referred to as low doses.
- It is sometimes held that in view of the ubiquitous nature of background
radiation all experimental or epidemiological studies on the toxicity,
carcinogenicity or mutagenicity of chemicals or other agents are
automatically performed to account for the concomitant radiation risk. All
the relevant risk assessments would therefore be in essence assessments of
combined action [Si]. This may be too broad a generalization for the
following reasons. Firstly, the actual levels of exposure to ionizing
radiation may be orders of magnitude higher than those cited in the
preceding paragraph, and the levels of the other agents orders of
magnitude lower than those at which experimental risk assessments were
performed. In view of the non-linearity of the dose-response relationships for
most chemical agents, extrapolation of the risk assessments between such widely
different situations would be unwarranted. On the other hand, some chemicals
which are ineffective in producing detrimental changes when acting alone, may
instead provide a significant modification of the radiation action, as in the
case of carcinogenic promoting substances. Animal experiments are usually
carried out at levels of exposure to chemical or other agents which are much
higher than those found in the environment, which weakens the basis for
extrapolation. Under such conditions of great uncertainty the best course of
action is to reserve any judgement and to investigate the facts.
- In summary, the scope of this Annex is:
- To review possible quantitative approaches to the assessment of the
combined action of radiation and other environmental conditions, based on
the concepts of additivity, synergism, antagonism, sensitization and
protection;
- To explore whether and to what extent concepts in other fields of the
biological sciences may be applied to the special case of interaction with
radiations, particularly at very low doses of the combining agents;
- To consider experimental results on the combined action of radiation and
other conditions, in order to elucidate possible mechanisms of action that
may allow generalizations and extrapolations;
- To review existing epidemiological data on subgroups of populations living
or working under the action of radiation and other environmental toxic
agents;
- To identify possible areas for useful research in the field of combined
effects.
I. MODES OF INTERACTION
A. GENERAL APPROACH
-
When examining the concept of combined action it is
useful to start with the definition of a quantity referred to here as
"exposure", X, which may apply to any environmental agent [L3, L4].
Exposure is the independent variable in exposure-effect relationships. Without
exposure to the agent there can be no effect over the spontaneous level and with
increasing exposure the effect appears to follow some kind of functional
"exposure-response" relationship. This generalized concept of exposure
is different from the notion of exposure in radiation physics (see Annex A). In
the case of ionizing radiation the absorbed dose, D, is used instead of the
exposure and "dose-response" relationships are established to
functionally relate the energy absorbed by the irradiated object with the
response observed. If radiation quality must be taken into account, the quantity
defined as dose equivalent, H, may be used in place of the generalized concept
of exposure, X.
-
The definition of exposure (or dose), X, is more
difficult in the case of other agents [L3]. Often this notion includes the
product of some intensive quantity (e.g., energy flux per unit area per unit
time) multiplied by an extensive quantity (e.g., the time during which the agent
acts on the biological system). It has been proposed in the case of chemical
compounds [E1] to define exposure as the number of primary chemical events
leading to the final effect, but at present the nature of such events is only
known in rare cases and their quantification exceptional. The concentration of
an agent may often meaningfully be taken as the intensive quantity, multiplied
by time as the extensive one. The notion of exposure is by definition extensive
and in the case of a chemical substance it could be represented by the formula:
(1)
Obviously, to give exposure some biological meaning, the
concentration of the agent, C(t), should be expressed at the level of the target
biological structure, but this is often impossible. A useful type of exposure
characterization such as the pharmacological dose (the quantity of the chemical
introduced per unit weight of the organism) does not provide such information.
In these cases special assumptions concerning the intake, retention, metabolism
and excretion of the agent under investigation must be made [L3, W4].
-
Even the relatively simple case of a chemical acting on a
culture of cells in vitro may require special consideration of the kinetics of
the substances involved and of the different forms of their possible
transformation [W4]. One may, for example, consider a scheme whereby a chemical
A is converted into intermediate B which is in turn transformed into a
cell-bound moiety C leading to the observed effect:

Clearly the concentration of C is the quantity to be used in
equation (1) to express the exposure. It often happens, however, that the only
information available is on the chemical A, the most readily measurable
quantity, and this information may not be directly proportional to the values
for C. Thus, there might be apparent absence of effect, in spite of a high
concentration of A, on account of absence of moiety C, at least at the beginning
of exposure.
-
Thus, the metabolic activation of chemicals into active forms is of great
interest [M19, S33]. Chemical carcinogens are known to be subject to complex
processes of enzymatic reactions in vivo. The chemical compound introduced
into the body may be considered as a pre-carcinogen which, through various
reaction pathways, will eventually produce proximate and ultimate
carcinogenic derivatives. From a purely chemical point of view, one of the
important generalizations of the recent years is that the ultimate forms of
chemical carcinogens are usually electrophilic (i.e., electron-deficient)
reactants. Many specialized examples of such processes are considered in the
above mentioned reviews [M19, S33].
- In some cases the binding of chemicals with cell constituents may be
monitored by the use of radioactive labels. Examples of such studies in
vitro with two derivatives of nitrosourea were provided in [W4]. Experiments
in vivo are also available [El, W9, P8] in which correlations are
established between the administered doses of the compounds, the amount of
bound moieties and the biological effects. These studies help clarify the
concepts of administered versus active doses of the compounds.
- If the exposure, X, to a given interacting agent (or to several agents)
may be satisfactorily defined, the definition of the effect, Y, should be considered. There are
different ways of expressing in quantitative terms the response of a biological
object. Y may be, for example, the fraction of cells showing loss of a specific
function or the fraction of exposed animals affected by a given mutation or
carrying a given type of tumour. In such cases Y describes the probability of
induction of that given effect as a result of the exposure X. In other cases Y
may describe the degree of a given effect: for example, the weight loss of an
exposed animal, the mean number of tumours per animal, changes in various
haematological indices. Graded effects may sometimes be reduced to probabilistic
quantities by appropriate analysis, but this is not always the case and it may
represent a limitation.
- The simplest functional relationship between exposure and response, Y =
F(X), is the linear one:
Y = Yo + kX (2)
Here the term Yo accounts for the effect produced in the
absence of exposure or of any other known cause in an apparently spontaneous
fashion. The coefficient k defines the sensitivity of the biological system to
the agent. When the separate action of each agent is described by equation
(2), then the increment of response of the system to each agent may be written
as
DY=Y — Y0=kX
(3)
If one assumes that the increments of response to one agent
are independent of the presence of the other interacting agent, the increment
of response for the simultaneous action will equal the sum of increments AY1, DY2
DY = k1X1 + k2X2
(4)
This is the situation of additivity.
- However, the experimental value of DY in case of a combined action
can be higher or lower than the AY expected from equation (4). If DAYobs
> AYexp the situation is defined as synergism. If XXXAYobs
< AYexp the situation is one of antagonism. As a measure of the
deviation of the experimental results from additivity one may introduce an
interaction factor
= DYobs/DYexp
(5)
The value of
= 1 will correspond to additivity,
> 1 to synergism and
< 1 to antagonism.
- The above concepts may be represented in a graphical form as in Figure I.
Here a given level of response Y* is chosen, which level may be obtained by
the action of each agent separately (X*1 or X*2, respectively) or
by the combined action of both agents at variable exposures X1 or
X2. If additivity is operating and equation (4) is applicable,
all points (X1, X2) producing the level of response Y*
must lie on the middle diagonal line of Figure I. This line is called the
isobolic line and the diagram is called isobolic diagram [L1]. The scale of
Figure I is chosen in such a way that the coordinate value equals 1 for
each agent acting separately, that is, X1/X*1 = 1 and X2/X*2
= 1.
Figure I. Isobolic diagram In case of linear additive
response
to the action of two agents

- The isobolic line in Figure I describes an ideal case of additivity, but
all experimental exposure-response relationships are affected by errors. In
real situations therefore the line of additivity expands to an area of
additivity, such as that covered by the horizontal shading lines in the same
figure. If the exposure-response relationships for the agents acting
separately are linear, the type of interaction may be defined by simple
graphical procedures. For a given level of effect, Y*, several levels of
exposure to both agents are tested: if the experimental points (X1,
X2) fall into the area of additivity, the interaction will be
regarded as additive. If the points fall to the left of the area of
additivity, the interaction will be one of synergism; and, conversely, one
will be dealing with an antagonistic interaction when the experimental
points are found on the right-hand side of the area. In Figure I the
experimental point A would be regarded as confirming synergism, experimental
point B as confirming an antagonistic interaction.
- As an example of the application of this analysis, the experiments of
Murthy et al. [M3] on diploid yeast BZ34 may be of interest. The cells were
irradiated by 210Po alpha particles or by 60Co gamma rays
separately or in combination. The end-point studied was reversion to
arginine independence. Linear dose-response relationships were found for
both radiations given separately with slopes of 25.5 ± 2.6 and 10.9 ± 0.4
reversions per 106 survivors per Gy applying to the alpha and to
the gamma radiation, respectively. In the case of combined simultaneous
treatment with both radiations (25% of the dose was by alpha radiation at
0.5 Gy/min and 75% by gamma radiation at 1.54 Gy/min) the slope of the
regression line changed to 17.7 ± 0.9 reversions per 106
survivors per Gy. The results may be interpreted by an isobolic diagram, as
in Figure II. For the level of reversion Y* = 180 rev/106
survivors the dose of 60Co gamma would be 15 Gy and that of 210Po
alpha 6.4 Gy. The dashed lines parallel to the isobolic line in Figure
II establish the 95% confidence limits. If one plots the points
corresponding to the same level of reversions for the two agents combined,
one finds the point denoted A which lies clearly to the left of the area of
additivity. It is concluded that synergistic interaction of the two agents
applies in this case. This is an example of isobolic diagram analysis in its
most simple form.
Figure II. isobolic diagram for reversion of yeast to prototrophy (Y = 180 rev/106 survivors) under the
action of alpha radiation from polonium-210 and
gamma rays from cobalt-60 [M3]

- In the above example the mutation frequencies could be meaningfully added
because their increase with dose was linear. The same procedure is not
applicable when the effects change as exponential or sigmoid functions of the
dose, unless the dose-response relation-ships may be converted to linear or
quasilinear functions.
- The process of addition itself may be performed in two ways. The first,
takes the response to the dose A from the survival curve A and adds it
arithmetically to the response to dose B from survival curve B. Both doses are
counted from the origin of the co-ordinates. Loewe [L1] designates this type
of addition as heteroaddition. A second process of addition, called
isoaddition, is also possible. Let us assume that agent A is applied before
agent B (Figure III b, e, h). Figure IIIa shows the case when the dose Ao is given before
Bo. In the case of
heteroaddition the dose Bo. would be counted from the origin of the
co-ordinates. In the case of isoaddition, on the contrary, the latter dose would
be counted from point O', corresponding to the survival level on curve B to
which the biological system is brought by the action of agent A. It is easily
appreciated that for isoaddition the response to Bo will be much greater than in the case of heteroaddition.
This is the reason why the isobolic lines of iso- and hetero-addition are so
different in Figure IIIb.
Figure III. Examples of hetero- and iso-addition for agents A
and B in case of different
dose-effect curves and different order of
treatment by the agents [R7]

- The area between two isobolic lines may be called the envelope of additivity
[S3]. As a result of different sequencing of the agents this envelope may
reduce to a line [R7], as shown in Figure IIIc. This occurs when one of the
two interacting agents produces an exponential response. Other examples
(Figure III d, e, f, g, h, k) show how the form of the response curves and
their relative curvature define the form of the envelopes of additivity and
the influence of a different sequence of the agents.
- The above considerations may be generalized to any type of exposure-response
relationship. Since any a priori judgement about the type of addition (iso- or
hetero-addition) is impossible, both possibilities should be accounted for.
The practical usefulness of the envelope of additivity lies in the fact that
if the experimental points fall within the envelope, additivity is to be
expected. When they fall to the left (point A in Figure IV) synergism is
operating; and, conversely, antagonism will be operating if they fall to the right (point
B in Figure IV). Enlargement of the envelope due to experimental errors is also
shown in the same Figure IV. Attention should be drawn to the fact that although
in principle the area of antagonism extends from the upper right-hand border of
the additivity envelope to infinity, the straight dashed lines in the figure
define the area beyond which the administration of one agent requires
application of the other at levels greater than its single exposure level for
the same effect. Point C in Figure IV lies in such an area where exposure X1
requires an exposure X2 greater than unity.
Figure IV. Envelope of additivity and areas of
synergism and antagonism

- Discussion has so far been limited to the class of interaction where both
agents may produce the effect under study. A large number of agents are
however known in radiation biology which may modify the radiation response of
the system without being themselves active in determining the effect. These
modifying agents are called radioprotectors or radio-sensitizers, without
regard to their mechanism of action [M10]. The same approach as that used in
the preceding paragraphs for the assessment of the interaction type may also
be generalized to the modifiers. However, since only radiation dose-response relationships are
considered here, a specific approach to sensitization and protection may be
developed.
- Oxygen is one of the most important modifying agents [DI]. Its action is
extremely general at all levels of biological organization in the sense that
macromolecular, cellular and tissue systems irradiated under oxygen show an
enhanced effect compared to that resulting from the same dose delivered
under anoxia. This enhanced effect is often expressed as an oxygen
enhancement ratio (OER) defined as
OER = D(non-oxygenated)/D(oxygenated)
(6)
expressing the ratio of doses D under anoxia and under
oxygen to obtain a given level of effect. Other similar quantities may be used
for the description of the effect of different modifiers. For example, the
thermal enhancement ratio (TER) in the case of the combined action of
radiation and heat, is:
TER = D(standard temperature)/D(enhanced
temperature) (7)
or the dose reduction factor (DRF) for radioprotectors
DRF = D(protector)/D(no protector)
(8)
For radiosensitizers, the factor in common use is the dose modifying factor (DMF)
DMF = D(no sensitizer)/D(sensitizer)
(9)
This quantity defined for a particular level of response is
often referred to as enhancement ratio (ER) or sensitizer enhancement ratio
(SER) or dose modifying ratio (DMR).
- Also for modifying agents one may define the increment of effect in the
presence of radiation alone, AY, and the increment in the presence of the
modifier DYM. The concept of an interaction factor may also be
introduced, as follows
= DYM/DY
(10)
When linear relationships apply both in the absence and in
the presence of the modifier, the value of the interaction factor
will
coincide with the value of the dose modifying factor (DMF). In Figure V the
line OAB is the response in the absence of the modifier and the
line OCD the response in the presence of a sensitizer. In this particular case
= YC/YA
(11)
and
DMF = XB/XA
(12)
However, as the ratio YC/YA is equal to XB/XA
both definitions coincide. In this special case of linearity the values of
and of DMF will be independent of the level of exposure, because the
straight line is fully defined by only one parameter (the slope at 0 exposure
or the response at any specific exposure). In geometrical terms, the ratio YD/YC
in Figure V is the same as YC/YA.
Figure V. Linear exposure-response relationships
in the absence (OAB) and in the presence (OCD)
of a sensitizing agent

- The circumstances differ of course in cases of non-linear
exposure-response relationships that would most probably apply to the vast
majority of the situations in practice. Figure VI illustrates one such case
where the ratio YC/YA is not any longer equal to, but is
actually much smaller than the ratio XB/XA. At
exposure level XB the definition of an enhancement ratio is
meaningless because the line through point D parallel to the abscissa will
never cross the other response curve OAB, but an interaction factor for a
modified response as defined in equation (10) may still be applied. However,
the value of
will depend on the level of exposure or response.
Figure VI. Non-linear exposure-response relationships in the absence
(OAB) and in the presence (OCD) of a
modifying agent

- The situation is further complicated when the application of a modifier
significantly changes the general form of the dose-response relationship. In
such cases the use of
, that is the use of an enhancement ratio in
terms of increment of effects, may not be applicable. The solution requires
specifically defining a suitable quantitative measure of the modifying
effect under the conditions applying to the experimental situation.
- The concepts and approaches outlined so far are quite sufficient for a
discussion of the available scientific literature on the interaction of
different agents with radiation. When possible, in the text to follow the
concepts of interaction factor and envelope of additivity on isobolic
diagrams will be applied. However, further refinements and generalizations
of the concepts outlined may be of some value, as in the two following sections. These sections may however be omitted
without significant detriment to the understanding of the experimental material
reviewed in the chapters to follow.
B. SURFACE OF RESPONSE AND ISOBOLIC DIAGRAMS
- The methodology of assessment of effects in combined exposures outlined by
Loewe [L1, L5] allows a much broader approach to the problem. If, for the
sake of clarity, one assumes only two interacting agents, the response to
agent 1 is given by the function F1(X1) and that to
agent 2 by the function F2(X2). The simultaneous
action of the two agents will result in some new function F(X1,X2).
The functions F1(X1) and F2(X2)
describe the response on a plane; the new function F(X1,X2)
describes the response in a three-dimensional space. This new function is
called the surface of response. It may be used for any number of agents, and
in these cases it will be described in multi-dimensional space. The concept
of a surface of response makes the approach to the assessment of interaction
geometrically clear. In this case the comparison is drawn between the
surface obtained as a result of addition of responses to single agents
(surface of additivity) and the surface of response for the function F(X1,X2).
- Let the functions F1(X1) and F2(X2) be linear with a
simple law of addition operating for simultaneous action. Then one obtains
the surface of response (and the surface of additivity at the same time) as
the inclined plane in Figure VII. Cross-sections of this plane at different levels of response (in Figure VII at Y =
0.5 and at Y = 1.0) will always produce straight lines which are isobolic
lines in the sense of Figure I. By choosing the scales of the coordinate along
the X1 and X2 axes it is possible to adjust the angle of the cross
section line with the coordinate plane so as to make it equal to 45°.
Figure VII. Surface of response in case of
linearity and additivity for the combined
action of two agents

- The linearity of the functions F1(X1) and F2(X2)
is however by no means a necessary condition for obtaining linear isobolic
diagrams. The case of S-shaped functions is considered in Figure VIII. The
two functions are represented by the curves in the co-ordinate planes YOX1
and YOX2. The surface of additivity (i.e., the dotted surface in Figure
VIII) has now also a changing curvature similar to that of a tense sail, but
horizontal planes at levels of response Y = 0.5 and Y = 1.0 still transect
this surface by straight lines, so that again the isobolic diagrams are of the same type as in
Figure I. According to this graphical representation, synergistic interaction
is expressed by a deviation from the surface of additive response nearer to
the OY axis. The new synergistic surface of response is presented in Figure IX
and it resembles an inflated sail. The cross-section of this surface by a horizontal plane at the level
of effect Y = 0.5, for example, produces a curve which is the isobolic diagram
of a synergistic interaction. The case of antagonism is exemplified in Figure
X, where the antagonistic surface of response is further removed
from the OY axis, in the form of a sagging sail. Transection of this surface
by an ordinate plane (Y = 0.5) results in a curve with a concavity towards the
origin of the co-ordinates, i.e., a curvature in the opposite direction than
that of the synergistic action.
Figure VIII. Surface of response in case of additivity for
curvilinear functions

Figure IX. Synergistic surface of response

Figure X. Antagonistic surface of response
- The above interactions may be represented by the isobolic diagrams of
Figure XI, where the isobolic lines are the cross sections by a horizontal
plane at the level of effect Y = 0.5 of the three surfaces of response in
Figures VIII, IX and X. Such comparisons can be made at any level of effect,
but in the case of agents present in the environment the levels would
generally be low. It is therefore of interest to examine the shape of the surfaces of response around the origin of the co-ordinate
axes. It is not uncommon that the form of the surfaces might go from a
synergistic type to an additive type in the region of low effects. At different
levels of effect the interaction might even change from the synergistic to the
antagonistic type, or vice versa.
Figure XI. isobolic diagrams obtained as the
cross sections of surfaces of response in
Figures VIII, IX, X at the
level Y 0.5
- Changing situations of this sort are illustrated in Figure XII, where the
form of the surface of response is made clearer through other types of cross sections. In the
case shown the planes transacting the surface are diagonal, parallel to the Y
axis and with an angle of 45° with respect to the X1 and X2
co-ordinate axes. The areas of the planes transacted by the surface and
covered by the dashed lines show the extent of the difference between the real
surface and an ideal surface of regular additivity. The plane nearest to the
origin shows a strong antagonistic interaction, but the further the
transacting plane is removed from the origin, the less important becomes the
antagonism; until, at very high levels of exposure, the interaction becomes
synergistic. Cross sections of this type can also help in assessing the mode
of interaction and are called "interaction diagrams".
Figure XII. Cross sections of the
surface of response by 45° vertical
planes

- In Figure XII the levels of exposure are limited by the vertical planes
chosen, but the levels of response may change. Such changes of response
which depend on the relative contribution of X1 and X2
form the interaction diagram as shown in Figure XIII. The lower curve in
Figure XIII shows the line of interaction (antagonistic interaction)
resulting from the transaction of the surface of response by the vertical
plane nearest to the origin of the co-ordinates in Figure XII. The case of additivity is represented by the line parallel to the
exposure axis, while the case of synergism is described by the curve with
upper convexity. Again, the line of additivity divides the space into two
portions: an upper one, where interaction is synergistic and a lower one with
an inhibitive type of effect. In essence, this method of analysis relies on
the comparison between two surfaces: the actual surface of response and the
surface corresponding to the presumed additivity of the effects of the two
agents given separately. If the real surface of response is higher than
additive, there is synergism. Antagonism would operate in the opposite case.
Figure XIII. Interaction diagrams in cases of additivity, synergism and
antagonism

- Construction of the surface of additivity is a prerequisite for all
comparisons. It has however been discussed already that the addition of
responses in complex biological systems represents a problem in itself
because the results of iso- or hetero-addition depend on the sequence of the
interacting agents. Adding to these uncertainties the experimental errors,
turn the surface of additivity into a shell of additivity, corresponding to
the envelope of additivity of the bi-dimensional representations. Although
the actual comparisons should always be performed in relation to a shell of
additivity, it is often more convenient to use the two-dimensional
representations under the form of isobolic diagrams (or interaction
diagrams). Elaborate methods of analysis have been developed for the
interaction of several agents [C21].
- When all the above assumptions have been dealt with, the comparison of the
experimental data with the ideal case of additivity is straightforward
conceptually and technically simple. For a given combination of exposures (X1,
X2) the interaction factor (
) may be calculated as the ratio
of the actual ordinate of response to the ordinate of the additivity surface
in the point (X1, X2). To this end interaction
diagrams are particularly convenient. In Figure XIII the interaction factor
(
) for the combination X1, X2 as in point D will
be equal to the ratio AD/BD in the case of synergism and to the ratio CD/BD
in the case of antagonism. When iso- or hetero-addition give different
outcomes, they should be used instead of the segment BD, and the upper and
lower values of
will be obtained,
u
and
1, respectively.
C. PROBABILISTIC ASSESSMENT OF THE
INTERACTION
- As any biological end-point which is expressed at a sufficiently high
level of complexity may be viewed as the final outcome of a long chain of
intercorrelated events, it appears quite natural and wholly justified to
express any end-effect by the probability, P, that it may occur. The dependence
of this probability on the absorbed radiation dose may sometimes be one of
direct proportionality but in most instances, and particularly for the most
complex effects, the relationship may be more complex. Essentially the same can
be said about the effects of other physical and chemical agents.
- In probabilistic terms, if two agents act simultaneously on a biological
system, one possible assumption is that the two agents act independently,
which allows comparison of the results of the joint actions with the
presumed outcome of the two agents acting independently. In some respects,
this notion is similar to that of heteroaddition, with the difference that
the probabilistic approach is conceptually much broader. The discussion to
follow will again be limited to the simple case of two agents acting
simultaneously but may in principle be extended to any number of agents.
- The Committee agrees that the most important effects of radiation in man
are carcinogenesis and mutagenesis, effects that are described by the ICRP
[I1] as stochastic in the sense that their probability of occurrence
increases linearly with dose and without threshold; their severity is
independent of dose; and no causal relationship with radiation exposure can
empirically be established for any given case. It is well known that these
effects do occur even in the absence of artificial irradiation with a
frequency which is much higher than would be expected if they were induced
only by natural background radiation. For the purpose of the present
analysis, they may thus be viewed as stochastic derangements of
physiological processes to which a probability of occurrence P0 could be
attributed.
- If one assumes that the exposure X1 to an agent causes a
probability P1 of a given effect, t, the overall probability that
this same effect can be observed, taking into account the spontaneous level
P0 and assuming that P0 and P1 are independent is:
Pt1 = P0 + P1 — P0 P1
(13)
Since in biological experiments control and test groups are
run concurrently, the following formulae may also be convenient:
P01 = Pt1 — P0
(14)
R1 = Pt1/P0
(15)
They show the absolute and relative increase of the
probability to observe the given end-effect following exposure X1. A
similar set of equations can also be written for a hypothetical second agent:
Pt2 = P0 + P2 — P0 P2
(16)
Po2 = Pt2 — P0
(17)
R2 = Pt2/P0 (18)Pet
(18)
-
When the action of the two agents is combined, the expected
probability of observing the overall effect Pet may again be calculated on the hypothesis of independent action:
Pet = P0 + P1 + P2 — P0P1 —
P0P2
— P1P2 — P0P1P2
(19)
The absolute and relative increases in probability of
observing the effect as a result of the joint action of the two agents will
accordingly be:
DPexp = Pet — P0
(20)
and
Rexp = Pet/P0
(21)
-
When an experiment is performed on the combined action of two agents, the
observed total probability of effect, Pot, will in general be
different from the expected probability Pet. One of the possible
definitions of the interaction factor w might be simply the ratio between
the actual and the expected probabilities, Pot/Pet. It
is easy to see, however, that if this definition is adopted the value of the
ratio will depend critically on the absolute value of P0. When the effect
under study has a high spontaneous level of occurrence, the interaction
factor
may be about 1 despite the observed absolute deviation between the
experimental values and the expected value based on the hypothesis of
independence. On this ground, another definition of the interaction factor,
, is preferred, as follows
= DPobs/DPexp
(22)
where
DPobs = Pot — P0 (23)
The two definitions of the interaction factor will
naturally coincide if P0 = 0. The probabilistic definition of
in equation
(22) coincides in essence with the definition of interaction factor in
equation (5).
-
The denominator of equation (22) is calculated on the basis of the
independence of action of the two agents (equation (19)). Equation (20) may
be rewritten by using equations (14) and (17):

Accordingly, the equation for the interaction factor will assume the
following form
= (Pot — P0) / (Po1
+Po2)
(25)
If Po1 and Po2 are small, the above equation
reduces to
= (Pot — P0) / (Po1 +
Po2)
(26)
or, changing the probabilities to the corresponding ratios for P0 ' 0,
according to equations (15) and (18)
= (Robs — 1) / (R1 + R2
— 2)
(27)
where
Robs = Pot/P0
(28)
- To give an example of such a type of treatment, the experiment on diploid
yeast irradiated with alpha and gamma radiation [M3] and analysed by the
method of the isobolic diagram (see section I.A.), may now be recalculated
to obtain the interaction factor. For a dose of 9 Gy of mixed irradiation
(25% alpha and 75% gamma) the level of reversion will be 180 per 106
survivors, corresponding to a Pot = 18 10-5. The spontaneous
level of reversion Po = 2 10-5. If one knows the alpha and gamma
doses and the slopes of their regression lines, one may calculate Pol
and Po2 to be 5.7 10-5 and 7.4 10-5,
respectively. The last term in equation (25) is negligible and one may use
equation (26)

The fact that
is greater than unity suggests a synergistic interaction.
- The question arises of establishing errors and limits of confidence for
the interaction factor. The theory of error transfer may be applied to this
end. The value of w as defined in equation (22) may be considered as the
ratio of two stochastic quantities DPobs and
DPexp. The mean value of
this ratio is
(30)
The error matrix for A Pobs and A Pexp will be

where S is a symbol representing the mean quadratic error
and q12 is the correlation coefficient. The mean quadratic error of
will be in this case
If the distribution of
and DPexp is
normal and DPexp/S(DPexp) > 5, then the distribution of
should also
be approximately Gaussian.
- The same problem of assessing an error to
was considered by Rothman [Rl]
for the case of epidemiological investigations and he used the same
definition of the interaction factor. If a log-Gaussian sampling
distribution is assumed, an estimator of (t) referring to a large sample
interval may be written as

where ka is the abscissa value for a given level of
significance a. The methods for the calculation of S(1n
) for cohort studies
and case-control studies have also been given in [Rl].
- To illustrate further, the confidence limits for the experiment on yeast
considered above [M3] in paragraphs 31 and 57 may now be calculated. In the
example
= 16 10—5 and
= 13 10—1;
s(
) = 0.8 10—5;
S(
) = 0.9 10—5. In
case of a synergistic interaction there cannot be a negative correlation
between
and
; equation (32) may therefore be used
without the third term within brackets as an upper estimate of S2(
).
Fitting the above values to the equation, S2(
) = 0.01 and
S(
) = ± 0.1. The estimated value is therefore
= 1.22 ± 0.10 and, for 95%
confidence limits,
1 = 1.02 and
u
= 1.42.
- For complex biological systems a possible situation of isoaddition should
be kept in mind. In probabilistic terms this means that if the action of
agent 1 takes the system to probability level P*o1, then P*o2
will depend not only on the level of exposure X2 but also on the
value of P*o1. Therefore P*o2 becomes a conditional probability
P*o2(X2/P*o1).
The same is true for a reversed order of application of the agents. In this
situation different conditional probabilities depending on the sequence of
the agents and on the levels of exposure should be used in equation (24).
This will give finally upper and lower limits for DPexp. Corresponding upper
and lower limits for the interaction factor w may be calculated as
u = DPobs/DPexp
(34)
These limits will be further extended by the presence of experimental errors.
D. THEORY AND PRACTICE
- Before proceeding further to the analysis of some experimental and
epidemiological data, it is necessary to discuss briefly the applicability
of the concepts reviewed in the preceding section to situations involving
complex biological effects. In doing so, it will immediately be realized
that even problems which may appear of minor and mostly speculative
importance in the analysis of the action of a single agent, are likely to
become very difficult to disentangle when various agents are combined,
giving rise to much uncertainty in the assessment of the type of interaction
that might apply.
- The definition of an effect is hardly ever a problem in radiation biology.
The conditions under which the effect is manifested, its degree of
expression or its probability of occurrence may usually be described with
sufficient precision. What may be less easy to define is the dose-effect
relationship at all levels of exposure, particularly at the low ones. When
two agents are combined, depending on the form of the respective
exposure-response relationships, more or less effect might be obtained at a
given exposure regime than might be predicted on fragmentary knowledge of
the relevant relationships. This points to the need to establish with
sufficient precision through appropriate controls not only the response to
be expected at the exposure levels of interest for the particular
experiment, but to obtain a full dose-response curve for both agents under
study. The ultimate aim is to establish experimentally the surface of
response corresponding to the full range of both agents. However, if the number of experimental
points to establish a given exposure response curve with one agent is N, to
establish the whole surface of response with the same number of experimental
points in a given sequence of administration requires N2 experimental
points. Reversing the order of administration will in turn double the number of
experimental points to 2N2. Such an increase in the size of the
experiments is often not feasible and complete series of the type envisaged are
almost never reported or conducted.
- The definition of the level at which a supposed synergistic or inhibiting
action may take place is extremely important in the analysis of such
actions. Here the need for operational definitions of practical significance
and the need of resolving mechanisms in biological experiments may often be
at variance or even incompatible. If, for example, one takes a very complex
biological short-term end-point, such as the death of an animal (but the
loss of reproductive integrity of a cell may be sufficiently complex,
depending on the level at which the mechanisms of action may be resolved),
exposure to any toxic agent in sufficient amounts could produce such an
effect. This of course will happen at times and with mechanisms differing
from one agent to another and mostly specific to each agent. The combined
application of two agents may in principle produce apparently antagonistic
or synergistic effects when some of the pathways of action of the two agents
happen to interfere with each other. But at this level of complexity, even
though the end-point might be of practical significance, the real existence
of combined actions may be difficult to assess. Only when the mechanisms of
action of the two agents are reasonably well defined will there be any merit
in making use of the concepts of synergism or antagonism, in order to avoid
misuse of the terms. Within this framework it may also be discussed how the
presence of one may enhance the detectability of another interacting agent,
when both produce the same effect.
- Confusion of iso- with hetero-addition could result in the false
identification of synergism. For example, one could visualize two agents,
both toxic to the bone marrow and both inducing leukopaenia with a very
curvilinear relationship to exposure, as is usually the case. It is easy to
imagine that the action of the combined treatments might produce more effect
than expected by the same doses of the two agents separately, simply because
of the curvilinearity of the relationships and of the isoadditive character
of the combined effect. It is also easy to understand that death of the
animals might ensue at levels of the combined agents which are much below
those of the two agents acting separately. If leukopaenia and death were the
end-points of reference, in the absence of any other information one might
be tempted to think of a synergistic action. Yet, to call such an effect
synergistic would be unjustified because isoaddition would be operating in
this case. Clearly, without knowledge of the whole range of responses, it
would be impossible to clarify the issue. It should be realized that too
often the cases of synergism claimed in the literature have been
insufficiently analysed in this respect and there is ground to doubt that
they might stand up to more refined investigations.
- As to long-term effects, it is usually thought that tumour induction is a
sufficiently well-defined phenomenon to be taken as an end-point, as though
all tumours have the same aetiology and pathogenesis and there are not great variations in the incidence of various
tumours between species, strains and experiments. This assumption is imprecise
when different doses of the same agent are administered, because expressing
the response as overall tumour induction may mask important effects on some
tumour classes. The assumption is however particularly dangerous in studies of
combined actions because under these conditions changes in the tumour spectrum
would certainly be expected. It is essential therefore that the end-point of
the studies be specific and extremely well defined. The same reasoning applies
to the genetic and developmental effects.
- Changes in the state of the biological system may be brought about by
sequential treatment. For example, a large body of evidence on mammalian
cells indicates that dose fractionation in radiobiology is a difficult
subject to investigate. Usually the first dose produces partial synchrony of
the irradiated population, so that the response of the surviving cells to
the second dose fraction is altered with respect to that of a non-exposed
undisturbed population. It would be very easy but totally unjustified to
think of antagonistic or synergistic effects in the absence of information
on the survival curve of the overall population and of its constituent
sub-populations and in the absence of data on the amount and time sequence
of synchrony induced by the first treatment. There is every reason to
believe that such cases may occur also in respect to other chemical
treatments and it should in fact be pointed out that treatments with
chemicals (BUdR, hydroxyurea, for example) are often used to obtain
experimentally synchronized cell populations. The amount of information
available in respect to such effects by the various agents discussed in the
following parts of this Annex is lacking or extremely limited. Efforts to
clarify the situations occurring in practice through experimental analysis
might help to avoid misconceptions.
- Another point calling for great caution concerns the time parameters of
the combined action. Two types of treatment may be visualized,
contemporaneous and sequential. Partial overlapping and fractionation of the
exposure to each of the agents could increase the complexity of the temporal
patterns of exposure. Contemporaneity of the treatment time does not
necessarily imply a simultaneous action at the level of the target
structures. For example, in the case of chemical or pharmacological
substances, variable time for metabolic processing of the agents might be
required and it would temporally displace the action on the biological
structures of interest. If hetero-addition is assumed to operate,
administration of one agent before another, or vice versa, should not in
principle lead to a change in the end-result. But, on the other hand, if
reversing the order of administration does produce a change (qualitative or
quantitative) of the response, the conclusion should not necessarily be
drawn that some interaction differing from additivity applies. This all
points to the relativity of the definitions and to the difficulties of
translating into sensible biological terms the precise statements of the
theory.
- There are biological effects for which the timing and the sequence of the
actions is all-important. According to one hypothesis, for example, tumour
induction may be regarded as the result of two independent phenomena,
initiation and promotion. Initiation is visualized as a fast irreversible
process acting on normal cells and conferring upon them the character
of neoplastic ones. It precedes promotion but without the latter could not
result in a growing tumour. Promotion, which on the other hand is ineffective if
not preceded by initiation, takes place during fairly long times and may be
reversible. Many agents share the properties of initiators and promoters in
different degrees at different doses. Thus, reversing the order or altering the
time pattern of administration of two carcinogenic agents is bound to produce
changes in the qualitative or quantitative expression of their final action.
This should be kept in mind when designing experiments on combined action.
- The issues discussed in the preceding paragraph are further complicated by
the fact that the time for tumour appearance is important, as is the final
tumour yield. The rate of appearance of tumours in time (once this rate is
referred to a given tumour type and is corrected for competing risks) is an
important parameter since, in principle, it is related to the promotive
action of a treatment; while the final tumour incidence is related to the
initiation action. When agents possessing both properties are administered
in combined experiments the precise nature of the interaction and its
influence on the combined end-point would not normally be resolved without
detailed information of the mechanisms involved.
- The decisive importance of the temporal pattern of exposure to ionizing
radiation vis-à-vis practically all biological end-points is documented for
a variety of biological effects in the specialized sections of the previous
report (see Annexes H, I, J of [U1]) and in Annexes I, J and K of the
present report. In general, fractionation or protraction of the exposure
lead to a decrease of the final effect, although in some cases deviations
from this general pattern are reported [H19]. It is not unreasonable to
expect that changes in the yield of effect may also occur by altering the
pattern of exposure to other agents interplaying with radiation, so that the
final effect of the combined treatment cannot be predicted, particularly in
the region of the low doses which are of major concern in the present
context. Precise information about the temporal distribution of the exposure
is therefore required in evaluating the combined effects.
- In conclusion, the notions of synergism, additivity and antagonism which
may be defined in theory and evaluated by appropriate statistical analyses,
are seen to lose some of their clarity when confronted with the complexity
of biological organization and the variability of experimental conditions.
They may, on the other hand, acquire important practical connotations.
Normally the assessment of combined actions requires clear understanding of
the nature of the biological effect under study; precise knowledge of the
pattern of its manifestation in time for the combining agents; reasonable
definition of the exposure-effect relation-ships for each of the interacting
agents, particularly when effects must be analysed over a range of
exposures; control experiments to check for the applicability of the effect
to different conditions of exposure. Without the detailed information
described above, such notions will probably remain confined to the realm of
theory and the subject of disbelief or overestimation, as the case might be.
Only studies of mechanisms might eventually solve these uncertainties.
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